As demand for fiduciary advisory services continues to rise, maximizing opportunities to connect registered investment advisers and their clients to annuity providers becomes increasingly important if not critical to investors and retirees seeking lifetime income guarantees offered by annuities. Get a firsthand look at the implications of the confluence of SEC Regulation Best Interest, the SEC’s Standard of Conduct Interpretation for Investment Advisers, and the DOL’s Prohibited Transaction Exemption 2020-02 for annuity recommendations, and learn what you need to know to best position your company to take advantage of opportunities in the registered investment adviser space.
Moderator:
Richard Choi, Shareholder, Carlton Fields
Pam Lewis, Managing Director & General Counsel, TIAA
Scott Golde, Senior Vice President, JFI Chief Compliance Officer, Jackson Financial Inc.
David Stone, Chief Executive Officer, Co-Founder, RetireOne, provided by Aria Retirement Solutions
June 23, 2021, 1:00 PM ET
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